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Defining a Domestic PSD Project
Assessing partner capacity: overview of methodologies
Sponsor
Name
Description Strengths Weaknesses
BDP/UNDP, January 1998 Capacity Assessment and Development in a Systems and Strategic Management Context. Technical Advisory Paper No. 3. The how-to handbook covers capacity assessment and development in the context of the programme approach. While retaining a systems approach, these guidelines abandon the five dimension HIID model in favor of analysis at three levels: the system or enabling environment; the organization; and the individual. SWOT analysis is recommended for the system level. Analysis of capacity gaps is recommended for the organization and individual levels.
A comprehensive analytical process directly linked to programme development and implementation. The model is easy to understand. The method requires a high level of management commitment and process facilitation. While easy to understand, the model nevertheless requires a high level of analytical capacity and communications skills.
RBEC UNDP, 2001 Rebuilding State Structures Rebuilding State Structures. RBEC UNDP. 2001.
This paper describes the methodology for functional reviews of state institutions that was carried out in several RBEC countries. The reviews focus directly on organizational functions and seek to answer four basic questions: Which current functions are redundant and should be eliminated? Which current functions are duplicated by other institutions? Which functions are that should be performed are missing? How can the distribution and performance of functions be rationalized?
Highly focused and practical approach to capacity assessment at the organizational level. Easy to understand and implement. The process has been a bit over-conceptualized. Limited application to public sector organizations presumed to be permanent.
DFID, March 2003 Promoting Institutional and Organizational Development: A Source Book of Tools and Techniques The source book presents an integrated process for organizational assessment and development and a number of tools for data collection and analysis. The approach is easy to understand and the tools are relatively easy to use. Ownership developed through tools for impact analysis and sponsor evaluation. The process involves use of a series of tools and is not completed integrated.
IDRC, 2002
Organizational Assessment: A Framework for Improving Performance. Charles Lusthaus et al. This book presents a conceptual framework and an integrated process for organizational assessment that includes both the enabling environment and the organization itself. Excellent conceptual discussion, identification of issues, and definition of tools for assessment. Not integrated into a programming framework as it challenges a number of programming assumptions.
McKinsey and Company. 2001 Effective Capacity Building in Non-Profit Organizations. Written for non-profits, this report includes description of seven elements of organizational capacity and the McKinsey Capacity Assessment Grid, a clear and comprehensive capacity assessment tool. The grid includes a method for ranking each variable on a scale of 1 to 4 along with descriptors of the meaning of each numerical level. Easy to understand and comprehensive. Though written for non-profits, the assessment methodology could be easily adapted for use in any kind of organization. A few of the variables are specific to NGOs, such as, assessment of the functioning of the organization’s board, but these could easily be skipped or adapted.