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Reducing Disaster Risk: A Challenge for Development
Disaster Reduction Unit
UNDP-BCPR
11-13, Chemin des Anémones
CH-1219 Châtelaine
Geneva, Switzerland
Tel: (41 22) 917 8433
Fax: (41 22) 917 8060
Email:
bcpr.disasters@undp.org
What We Do
Institutional Legislative Systems
Capacity Building Support to
National Disaster Risk Management and Reduction Systems
UNDP was given the mandate by the United Nations General Assembly at its 52nd session, to act as the focal point for strengthening national capacities pertaining to disaster mitigation, prevention and preparedness. During the 1990s, mainly through concerted global programmes pursued by UNDP and other UN agencies and influenced by the International Decade for Natural Disaster Reduction (IDNDR) - now ISDR: International Strategy for Disaster Reduction -, many countries were exposed to an approach for the management of disasters and disaster risks that was essentially proactive, stressing the importance of mitigation of future risks as much as the importance of effective and efficient response when disasters strike. This approach provided the basis for the development of programmes to establish or strengthen national systems for sustainable disaster risk reduction through technical assistance and capacity building support. UNDP has provided capacity building support in disaster reduction to over 48 individual countries as well as regional mechanisms.
What type of capacity building support does UNDP provide?

Reducing the impact of natural disasters requires a comprehensive approach that accounts for the causes of a society’s vulnerability to disasters. Not only must a comprehensive strategy be articulated, but the political will must be established to sustain new policies. The key elements of a comprehensive approach to disaster risk reduction consist of:

- Political will and governance aspects (policies, legal frameworks, resources and organizational structures)

- Risk identification (risk and impact assessment, early warning)

- Knowledge management (information management, communication, education & training, public awareness, research)

- Risk management applications (environmental and natural resource management, social and economic development practices, physical and technical measures)

- Preparedness and emergency management

Institutional Legislative Systems - ILS

Over recent years many countries have developed institutions for disaster risk management and reduction. UNDP played a significant part in encouraging this process. In order to improve UNDP’s performance in supporting national institutional structures for disaster risk management, a global analysis of the results of these interventions will be conducted to capture good practices and lessons learned. The results of this analysis will be presented at the World Conference on Disaster Reduction in Kobe and will be the major focus of an international pannel on institutional and legislative systems for disaster reduction to be organized by UNDP. The consolidated results of the analysis will provide opportunities for strengthening UNDP’s future support to national disaster risk reduction and management institutions, a key element of disaster reduction capacity building programmes.

The UNDP Bureau for Crisis Prevention and Recovery defines institutional and legislative systems (ILS) or national disaster management and risk reduction systems as:

…a system of organizational structures, mechanisms & processes, strategies, policies, laws & regulations, resources and procedures, at all levels of administration, governing how the country manages disasters and disaster risks. The state, civil society and the private sector are all integral parts of the ILS for disaster risk management. The interaction between the components and actors of the ILS may be formal or informal.

This definition implies that ILS for disaster risk management (DRM) also comprises the broader management functions, such as leadership, planning, organizing, developing and controlling. Management is often described as creative problem solving, a much needed skill in the context of complex risk management functions. Ultimately, the effectiveness of the ILS will depend on good management support, which ensures that the individuals, institutions and departments involved are aware of their roles and responsibilities and have the skills to exercise these.

The strengthening or establishment of such national systems includes the preparation and formalisation of policy frameworks, the setting up of national structures for disaster management, the preparation of national plans and other planning instruments, the review and revision of existing legislation, the development of new legislation and the setting up of national capacity building and management support programme. Not all countries pass through all these phases. However, the establishment of such institutions is considered important from a governance perspective in view of minimising losses and deaths from disasters and limiting disruption of socio-economic systems.

The main challenges

Experiences with national disaster management institutions showed that only some countries have been able to sustain effective institutions over long periods of time (e.g. Viet Nam, India, Philippines, and Georgia). The majority of disaster management agencies, although often well institutionalised, remained only partially effective, focusing largely on managing disaster preparedness and response, whilst often neglecting risk reduction aspects. At the same time, many are centralised and have difficulties in engaging local actors, particularly from civil society. In addition, a range of other aspects in the institutional environment of the supported agencies may have hampered their effectiveness, such as diverging national development priorities, a lack of human and financial resources and so forth. Meanwhile other government sectors, such as planning and environment ministries or utility providers may have advanced in factoring disaster risk reduction into their plans and operations, without reference to the disaster reduction systems.

The recently released UNDP global report Reducing Disaster Risk: A Challenge for Development has highlighted governance as a key unresolved issue in both the configuration as well as the reduction of disaster risk. The need to further strengthen institutional capacities for disaster risk management remains as topical and needed as ever, if lasting and profound improvements are to be achieved in reducing the level of disaster risk to which the majority of poor and marginalized populations are still exposed to.

Who else is involved?

Other organizations such as the World Bank and regional development banks have addressed disaster reduction institutional capacity issues in a number of countries. UNDP has developed a particular depth of experience, having been involved in all world regions for more than a decade.

UNDP is now embarking on a global analysis of the status and effectiveness of national systems for disaster risk management. This will be done by reviewing the results of UNDP’s past and ongoing assistance to in the development of such systems for disaster reduction in its programme countries. The results will be fed back into UNDP’s ongoing work in capacity building and training with a view to increasing the effectiveness of our interventions and the relevance of their results.

Prepared by Angelika Planitz,
Disaster Programme Specialist, BCPR-DRU
Updated September 2004
Related Publications
Local Level Risk Management (LLRM) Short Report Draft
PDF Document - 290KB - 21 Pages


There is a clear niche for UNDP to strengthen local capacities progressively to reduce disaster risk as part of the sustainable development process. Building on the wealth of knowledge already accumulated through years of Local Level Risk Management experience, BCPR/DRU has embarked upon a global project to extract lessons learnt and best practices from past and ongoing initiatives, to derive general principles, tools and methodologies to transfer knowledge across continents. The project's objective is to contribute to disaster risk reduction by addressing its root causes at the local level and ultimately by mainstreaming Local Level Risk Management needs and priorities in the national development strategies, plans and programmes. The objective of this paper is to provide examples of good practices for Local Level Risk Management (LLRM). The audience of this (shortened) paper are UNDP staff in the field and partners interested in LLRM.
UNDP Support to Institutional and Legislative Systems for Disaster Risk Management - Executive Summary
UNDP Support to Institutional and Legislative Systems for Disaster Risk Management - Executive Summary
PDF Document - 259KB - 11 Pages - The full report will be published in 2005


The UNDP report Reducing Disaster Risk: A Challenge for Development has highlighted governance as a key unresolved issue in both the configuration as well as the reduction of disaster risk. Thus, the need to further strengthen institutional and legislative systems for disaster risk management remains as topical and needed as ever, if lasting and profound improvements are to be achieved in reducing the level of disaster risk to which the majority of poor and marginalized populations are still exposed to.
Project Profiles
Global Analysis of National Disaster Risk Management and Reduction Institutions - 00036242
Programme Components: Lessons-learnt, good practices, policy development
Local Level Risk Management (LLRM) - 00037343
Programme Components: Lessons-learnt, good practices, policy development
UNDP and the World Conference on Disaster Reduction (WCDR) in 2005 - 00036669
Programme Components: Advocacy, partnerships, awareness raising, policy development, knowledge exchange
Assessment of Socio-Economic Impacts of Disasters in Asia - 00033241
Programme Components: Mainstreaming disasters into development policy & planning, risk reduction tools
Disaster Risk Management Primer for Asia - 000332146
Programme Components: Application of risk reduction tools, mainstreaming disaster risk reduction tools into policy and development planning